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The RIA's Compliance Solution Book: Answers for the Critical Questions
Elayne Robertson Demby Manufacturer: Bloomberg Press ProductGroup: Book Binding: Hardcover Similar Items:
ASIN: 1576601927 |
Book Description
Registered investment advisers are accustomed to regulatory scrutiny. But the pressure to understand changing compliance regulations and to meet the requirements they impose has never been more intense. A range of scandals and abuses has caused the Securities and Exchange Commission to tighen regulation and step up enforcement. Unfortunately, definitive compliance information - the kind that can save advisers precious time and spare them serious trouble - has not been easy to find. Until now. This book gathers the information needed most and puts it all in one place. Here advisers will find plain-English translations of the rules that regulate such issues as: * advisory contracts and fees * advertising and client communications * RIA compliance programs and codes of ethics * custody of customer accounts * completing, filing, and amending Form ADV * selecting brokers and executing trades. EARN 20 HOURS OF CREDIT TOWARD YOUR CFP BOARD CE REQUIREMENT AS WELL AS PACE RECERTIFICATION CREDITCustomer Reviews:
Pretty good, but not perfect.......2007-01-10
A great tool for RIA firms .......2006-11-10
The Most Comprehensive Book Of Its Kind.......2006-06-29
A n important tool.......2006-06-19
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Copyright In Cyberspace 2: Questions And Answers For Librarians
Gretchen McCord Hoffmann Manufacturer: Neal-Schuman Publishers ProductGroup: Book Binding: Paperback Similar Items:
ASIN: 1555705170 |
Product Description
You've been floating through cyberspace wondering if you are using and dispensing information legally. Worry, no more! Now, you have the answers at your fingertips. Written in an easy-to-understand question-and-answer format, this handbook provides the guidelines you need without confusing technical jargon and legalese. Topics covered include: hyperlinks and framing, browsing and caching, digital images, interlibrary loan and resource sharing, e-reserves and class-based Web pages, library instruction, and distance education. New and expanded chapters feature information on the Digital Millennium Copyright Act, file-sharing, licensing, writing a copyright policy, and more.
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What Are My Rights?: 95 Questions and Answers About Teens and the Law
Thomas A. Jacobs , and Jay E. Johnson Manufacturer: Free Spirit Publishing ProductGroup: Book Binding: Paperback Similar Items:
ASIN: 1575420287 |
Customer Reviews:
Offers nothing more or less than plain honest truth, without preaching or moralizing, in simple question-and-answer format. .......2006-12-10
The Best Teens Guid In the World.......2003-01-07
I liked the book because I learned a lot of facts about my life as a teen that will be helpful to me.
I would recommend this book to all of the teens that want to know the limits that they can go in life; good and bad. I would also recommend this book to the parents so that they will have some idea of how to better deal with teens that are out of control and not out of control.
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First Year Questions and Answers
Steve Emanuel Manufacturer: Aspen Law & Business Publishers ProductGroup: Book Binding: Paperback Similar Items:
ASIN: 0735526745 |
Customer Reviews:
I Normally Hate Emanuel's.......2007-07-31
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The Musician's Guide Through the Legal Jungle : Answers to Frequently Asked Questions About Music Law (Guide Through the Legal Jungle Audiobook Series)
Joy R. Butler Manufacturer: Sashay Communications Llc ProductGroup: Book Binding: Audio Cassette ASIN: 0967294002 |
Book Description
Isn't a successful music career worth 3 hours of your time?Then spend those hours with The Musician's Guide Through the Legal Jungle.
If you're bewildered by the maze of legal concepts in the competitive music business, you've found the solution to your troubles. With this audiobook, you'll get a practical overview of music law without having to trudge through pages of dense legalese. Listen in on a conversation between a musician and a legal expert as they address the legal issues of greatest interest to performing artists and songwriters and to anyone else pursuing a professional career in the music industry.
You'll get vital information about:
* Negotiating record deals and songwriter agreements
* Generating income from your songs
* Calculating your record royalties step-by-step
* Protecting your music through copyright law
* Hiring agents, managers and attorneys
* Working with a music publisher versus handling your own publishing
* Establishing rights in your band name through trademark protection
* Organizing your band as a business and developing a written agreement among band members
The audiobook package includes a 62-page booklet featuring a glossary of music industry terms, contract negotiation guides and a listing of resources.
Customer Reviews:
Except of review from The Muse's News -December 2000 Issue.......2000-12-13
Good for beginners and seasoned pros alike..........2000-12-07
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100 Answers to Your Questions on Annulments (A Basilica Press "Modern Apologetics" Book)
Edward N. Peters Manufacturer: Basilica Press / Simon & Schuster ProductGroup: Book Binding: Hardcover Similar Items:
ASIN: 0536001723 |
Book Description
An excellent and highly-readable "question & answer" format book on the subject of divorce, remarriage, and annulments in the Catholic Church. Written in a clear, easy to follow style, this book is an important resource for Catholics and non-Catholics, clergy and laity.Customer Reviews:
User-Friendly and With Eyes on Rome.......2004-05-20
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The Reader's Digest legal question & answer book
Jan Bowen Manufacturer: Reader's Digest ProductGroup: Book Binding: Unknown Binding ASIN: 0864381190 |
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Book Of Estate Planning Questions And Answers
Albert C. Todd Manufacturer: University of South Carolina Press ProductGroup: Book Binding: Paperback ASIN: 1570035768 |
Book Description
NOTE: Distributed for the South Carolina Bar CLE Division needs to appear much like our "new in Paperback" designations Distributed for the South Carolina Bar CLE Division The Book of Estate Planning Questions and Answers by Albert C. Todd III is a reference guide to estate planning in South Carolina. Writing in a question-and-answer format, Todd includes questions most frequently asked by clients during the course of his more than twenty-seven years of estate planning practice. While the Book of Estate Planning Questions and Answers provides a practical, down-to-earth overview of complex questions, it should not serve as a substitute for qualified legal advice. Attorneys will benefit by providing the book as a reference for clients, while laypeople can use it as a preparation guide when seeking assistance from an estate planning lawyer.Simply put, this book contains the answers to the questions that the author finds most people ask. Written in a simple, conversational tone that is not packed with "legalese," it includes concrete examples and illustrative diagrams. It is not written to be read from cover to cover, but rather on the premise that most people will look up specific topics or questions of concern to their particular cases, such as trusts, wills, powers of attorney, health care power of attorney, living wills, avoiding probate, and making gifts to reduce the value of one's estate.
The Book of Estate Planning Questions and Answers is just what its name impliesa straightforward resource based on the most commonly asked estate planning questions. Unintimidating, insightful, and, most of all, practical, this book offers the perfect starting point for planning one's estateno matter how large or small.
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Bankers' guide book,: Comprising 1190 questions and answers (with references) on legal banking problems and bank business-building methods,
William Russell Morehouse Manufacturer: Bankers' Service Company ProductGroup: Book Binding: Unknown Binding ASIN: B0008C4GWS |
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Computer Security
James H. Finch Manufacturer: North-Holland ProductGroup: Book Binding: Hardcover ASIN: 0444876189 |
Book Description
Hardbound.
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Horizons: Exploring the Universe (with TheSky CD-ROM, AceAstronomy?, and Virtual Astronomy Labs)
Michael A. Seeds Manufacturer: Brooks Cole ProductGroup: Book Binding: Paperback Similar Items:
Accessories: ASIN: 0495010030 |
Customer Reviews:
Excellent Introductory Text.......2007-02-21
mediocre.......2005-12-08
So, so..........2005-07-05
Superb textbook - beautifully illustrated, clearly written!.......2004-02-01
The author has a very clear and quite intertaining writing style, and each edition of the book is even more beautifully illustrated than the last. The artwork especially in the last two editions is simply super, and clearly illustrate many phenomena that students often have trouble with. This textbook covers every topic needed in a survey course from the nature of light, a bit of astronomy history and telescopes, properties and formation of stars and galaxies, the planets, and very current data on cosmology, dark matter, life in the universe and so on. Very up to date!
Mike Seeds' book goes fairly easy on the math (although all important concepts are covered)compared to some other "intro astronomy" books. Overall, I find this book ideally suited to a survey course for non-science majors. For science majors or a textbook that might also be useful in somewhat higher level astronomy courses, I would recommend Kaufmann/Freeman's "Universe" as an excellent choice.
Seeds' book is comprehensive and about 500 pages in length - similar to almost all intro astronomy textbooks. To a great extent, literally all these 500 page textbooks are way too lengthy for a one semester survey course. It is difficult to get students to read this much for each class. I keep hoping that Mike Seeds, and excellent author, will produce a 250-300 page (maximum) version of Horizons specifically for one semester courses. Until someone creates a shorter version of the same high quality, I'll keep recommending this textbook.
Can a good thing get better?.......2000-10-03
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Horizons: Exploring the Universe- Text Only
Manufacturer: Thomson; Brooks Cole ProductGroup: Book Binding: Paperback ASIN: 0495012807 |
Product Description
This newly revised and updated Ninth Edition of HORIZONS shows students their place in the universe ? not just their location, but also their role as planet dwellers in an evolving universe. Fascinating and engaging, the book illustrates how science works, and how scientists depend on evidence to test hypotheses. Students will learn to focus on the scientific method through the strong central questioning themes of "What are we?" and "How do we know?" Students are also provided with an assessment tool, AceAstronomy, to help test their knowledge of the concepts through assessment, tutorials, and post-tests.
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Horizons : Exploring the Universe, w/ 2 CDs, 6th Edition, pb, 2000
Seeds Manufacturer: 4087,4098,3113,2323,4818,5705b-1 ProductGroup: Book Binding: Paperback ASIN: B000LSPKPG |
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Astrononomy multimedia Manager for Seeds's Horizons, Exploring the Universe, 8th Edition (A Microsoft PowerPoint Link Tool)
Seeds Manufacturer: Thomson Brooks/Cole ProductGroup: Book Binding: CD-ROM ASIN: B000QQEHMK |
Product Description
CD-ROM
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Horizons, exploring the universe tonight
George Reed Manufacturer: Wadsworth Pub. Co ProductGroup: Book Binding: Unknown Binding ASIN: 0534008895 |
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Horizons, Exploring the Universe, Sixth Edition, INSTRUCTOR'S MANUAL
Mark A. Nook , and Seeds Manufacturer: Thomson Learning ProductGroup: Book Binding: Paperback ASIN: B000QECN6E |
Product Description
273 pages
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Horizons,6th Ed,Exploring the Universe,Text Only No CD's,pb,2000
Seeds Manufacturer: Brooks/Cole ProductGroup: Book Binding: Paperback ASIN: B000MM44YE |
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Horizons: Exploring the Universe, TEXT ONLY, 7th Edition, pb, 2002
Seeds Manufacturer: AI 0534381855 (w/ CDR) ProductGroup: Book Binding: Paperback ASIN: B000MLYFVC |
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Telecourse Student Guide for Seeds' Horizons: Exploring the Universe, 10th
Michael A. Seeds Manufacturer: Brooks Cole ProductGroup: Book Binding: Paperback Similar Items: ASIN: 0495113654 |
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Telecourse Student Guide for Universe: The Infinite Frontier/ Keyed to Seeds's Horizons Exploring the Universe 5th Ed &Seeds's Foundation of Astronomy 4th Ed
Stephen P. Lattanzio , Joel M. Levine , Valerie Lynch Lee , and Coast Telecourses Manufacturer: Wadsworth/Coast Community College Costa Mesa, CA ProductGroup: Book Binding: Paperback Similar Items: ASIN: 0534524362 |
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